Webinar: Fintech Industry Challenges: Establishing Compliance Models to Adhere with AML Laws
New technology in the financial industry (Fintech) is changing how people manage their finances. The majority of the increasing financial transactions occur through a smartphone or company website and include services such as: mobile payment and digital wallet, peer-to-peer money transfer and lenders. These growing services provide consumer anonymity and speed of transactions and raises the risk that terrorists and criminals could easily exploit and engage in illicit activity.
Webinar: FCPA Impact on Franchises: Are Third Parties Increasing Your Risk Exposure?”
Join RDC on this 30 minute webinar to discuss how the use of agents, affiliates and other third parties may increase your FCPA risk exposure as your business expands across geographies. More than ever, companies must screen and monitor potential vendors, agents, partners, and other third parties to detect red flags for bribery, fraud and other crimes. With the Department of Justice now targeting individuals, find out how you may be at risk personally. Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor.
Webinar: New York Department of Financial Services New Anti-Money Laundering Rule – What You Need to Know
Join RDC on this 30 minutes complimentary webinar to discuss the recent new ruling from the New York State Department of Financial Services (NYDFS), designed to address the weaknesses in the transaction monitoring and filtering systems that financial institutions utilize to comply with Bank Secrecy Act/Anti-Money Laundering laws and regulations (BSA/AML).
Webinar: Understanding Sanctions and Compliance Gaps with Panama Papers
The International Consortium of Investigative Journalists (ICIJ) on May 9, 2016 released the largest database of offshore companies and their beneficial owners. The data comes from the Panamanian law firm, Mossack Fonseca, one of the largest law firms engaged in the offshore world.
WEBINAR: RDC Salesforce Product Integration Solution
Learn the advantages of utilizing the RDC Compliance Solution, now integrated with Salesforce. To enhance the compliance screening process, RDC has developed an integrated solution within Salesforce to allow you to transmit information directly from your Salesforce instance to the RDC platform for screening and monitoring.
WEBINAR: Key Challenges and Best Practices to Detecting Trade-Based Money Laundering
Trade-Based Money Laundering (TBML) is a problem that is rapidly growing. This 45 minute webinar will provide insight into today’s key challenges and discuss best practices in preventing trade-based money laundering. Corporate compliance officers need to implement an Anti-Money Laundering (AML) system to prevent your company from aiding in such criminal schemes while training your personnel to “know your customer” and be aware of red flags.
Webinar: How To Comply with Bill C-31 – The RDC Advantage
Join RDC on this one-hour complimentary webinar to discuss the legislated changes to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA). Bill C-31 is causing the Canadian financial industry to enhance their due diligence regime. It will require Canadian institutions to monitor their clients for domestic and foreign PEPs and undertake specific actions with respect to their financial activities (such as recording opening of accounts, monitoring of suspicious transactions and keeping records of the sources of funds deposited) of these clients.
Webinar: Casinos and Gaming: Guidelines from the AGA and DOJ
Join RDC on this 30 minute webinar to explore the best practices outlined in the American Gaming Associations (AGA) Anti-Money Laundering Compliance document. The basic framework of a BSA/AML compliance program involves the appointment of a compliance officer for the casino, the assignment of substantial employee time to compliance measures, and oversight of the compliance effort by a compliance committee, which includes representatives of the property’s operations and financial staff.
WEBINAR: Three Steps to Protect Your Brand Using Risk Management
Listen to this 30 minute webinar which discusses how leading organizations can effectively implement processes around Know Your Customer (KYC) and Anti-Money Laundering (AML) programs in response to increasingly stringent regulation. Reputational and commercial risks must be carefully managed to ensure success, and responding to regulators concerns and demonstrating compliance will build credibility with authorities while showcasing to consumers that you take their safety and privacy seriously.
Webinar: How To Identify Bribery & Fraud in Your Supply Chain
Join RDC on this complimentary on-demand webinar to discuss how the use of agents, affiliates and other third parties may increase your risk exposure as your business expands across geographies. More than ever, companies must screen and monitor potential vendors, agents, partners, and other third parties to detect red flags for bribery, fraud and other crimes. Understanding some of the enforcement trends developments of the U.S. Foreign Corruption Practices Act (FCPA). Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor.