Webinar: FCPA: How To Investigate and Defend Claims

2017-February-15

“The FCPA is one of the most emphasized enforcement areas for both the DOJ and SEC, and can be very challenging for companies to defend.”

Join RDC and H. David Kotz, author of “Financial Regulation and Compliance: How to Manage Competing and Overlapping Regulatory Oversight” (Wiley 2015) for a 30 minute discussion on FCPA investigations, the primary triggers for enforcement, and how to organize your own internal processes related to conducting investigations. H. David Kotz, the former inspector General of the SEC who investigated some of the highest profile cases in history including the 50 billion Bernie Madoff Ponzi scheme, will describe how companies should conduct internal investigations of FCPA-related claims. [Listen To Recording]

RDC a Leader in IDC’s KYC Marketscape

RDC has been named as a “Leader” in IDC MarketScape: Worldwide Know-Your-Customer Solutions in Financial Services 2018 Vendor Assessment.

View more
01

November

2018

Using Natural Language Processing to Interpret Risk-Relevant Content

Explore the world of natural language processing (NLP), a fast-evolving technology that’s ideally suited to making sense of unstructured risk intelligence data at […]

View more
29

October

2018

RegTech – Not Just for Startups

By Michael Kerman | October 29, 2018 After the 2008 crisis, financial institutions faced a mountain of new regulations and […]

View more
11

October

2018

Eight Reasons Why Search Engines Are Not Due Diligence

By Michael Kerman | October 11, 2018 Search engines are free, easy to use and powerful. Could you use them […]

View more
18

September

2018

It Takes Two To Tango: The Interdependence of Data and Technology

By Michael Kerman | September 18, 2018 Everyone’s talking about artificial intelligence and machine learning (AI and ML). But what’s […]

View more
11

September

2018

Combating Modern Slavery and Human Trafficking: What Financial Institutions Should Know

The issue of modern slavery continues to be a sensitive topic within the private sector. A lack of experience of […]

View more
03

August

2018

Using Cognitive Prediction to Confront Terrorist Financing

Traditionally, the approach to dealing with terrorist financing starts by breaking it down into two kinds of needs: supporting organizational […]

View more
24

July

2018

Tracking Risks Regarding Marijuana Related Businesses: Seed to Sale Monitoring

With conflicting opinions from state and federal legislation and limited guidance from the Department of Justice and FinCEN, financial institutions […]

View more